If you are a broker or other nominee who purchased or otherwise acquired Athira Pharma, Inc. common stock from September 17, 2020 through June 17, 2021, inclusive (the “Class Period”) for the beneficial interest of persons or entities other than yourself, THEN WITHIN SEVEN (7) CALENDAR DAYS OF YOUR RECEIPT OF THE NOTICE, you must either:

  1. If you have no beneficial purchasers/owners, please advise the Claims Administrator in writing; or
  2. Provide the Claims Administrator with names and last known addresses of your beneficial purchasers/owners and the Claims Administrator will do the mailing of the Notice of (I) Pendency of Class Action and Proposed Settlement; (II) Final Approval Hearing; and (III) Motion for an Award of Attorneys’ Fees and Payment of Litigation Expenses (“Notice”), Proof of Claim Form (“Claim Form”), and Request to Be Excluded from the Class (“Exclusion Form”, and with the Notice and Claim Form, “Notice Packet”). Please provide this information electronically. If you are not able to do this, labels will be accepted, but it is important that a hardcopy list of your clients also be submitted; or
  3. Advise the Claims Administrator of how many beneficial purchasers/owners you have, and the Claims Administrator will supply you with ample Notice Packets; you must mail the Notice Packets within seven (7) calendar days of receipt. YOU ARE NOT AUTHORIZED TO EMAIL IN LIEU OF MAILING.

If you are providing a list of names and last known addresses to the Claims Administrator:

  1. Compile a list of names and last known addresses of the beneficial purchasers/owners that purchased or otherwise acquired Athira Pharma, Inc. common stock from September 17, 2020 through June 17, 2021, inclusive.
  2. Prepare the list in Microsoft Excel format.
  3. Then you must do one of the following:
    1. Email the spreadsheet to; or
    2. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:
      Athira Pharma Securities Litigation
      c/o Strategic Claims Services
      600 N. Jackson Street, Suite 205
      Media, PA 19063

If you are mailing the Notice Packet to beneficial purchasers/owners:

If you elect to mail the Notice Packet to beneficial purchasers/owners yourself, additional copies of the Notice Packet may be requested via email to info@strategicclaims.netYou must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Notice Packet to beneficial purchasers/owners may affect their legal rights.

If you have any questions, contact the Claims Administrator at or by calling 1-866-274-4004.

Expense Reimbursement:

You are entitled to reimbursement for your reasonable expenses actually incurred in complying with the foregoing and not to exceed: $0.05 per name and address if you are providing the Claims Administrator the records; or $0.05 per Notice Packet mailed by you, plus postage at the current pre-sort rate used by the Claims Administrator, if requesting Notice Packets to perform the mailing yourself.

If you are filing electronic claims:

A nominee may also submit a Claim Form on behalf of multiple clients who are beneficial purchasers/owners. The electronic spreadsheet to be filed along with a completed Claim Form, Proof of Authority to file, a cover letter listing the number of accounts and number of transactions on your spreadsheet, and the list of beneficial owners of all accounts (include social security number/taxpayer identification number) can be found here. Please contact the Claims Administrator if you have any questions regarding the electronic filing process at 1-866-274-4004 or at